New York partner Nathan J. Greene and Washington, DC counsel Jesse P. Kanach published an article, titled "Investment Advisers Act Compliance Developments in 2012," in the November-December issue of Practical Compliance & Risk Management for the Securities Industry, a professional journal published by Wolters Kluwer Financial Services, Inc.
The article describes why 2012 is poised to be a time of significant change in the area of investment adviser regulation in the United States. Greene and Kanach identify the implementation of rulemaking following the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 as the primary driver of these developments. The article goes on to provide a roadmap for investment advisers to approach these many developments and adopt the changes necessary to keep their organization in compliance.
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