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Investment Funds

  • PLI’s 18th Annual Private Equity Forum

    10-11 Jul 2017
    New York

    Partner Laura Friedrich (New York-Investment Funds) spoke at PLI’s upcoming 18th Annual Private Equity Forum, held in New York on July 10-11, 2017. Friedrich co-lead a discussion on “Conflicts of Interest and Other Ethics Issues for Funds.” This session covered conflicts of interest between the fund and the manager; ethics issues arising among funds with the same adviser; and ethics issues arising within the adviser.

  • Shearman & Sterling Participates in Markets Group Private Wealth U.S. Forum

    10 May 2017
    New York City

    Shearman & Sterling participated in Markets Group’s U.S. Private Wealth Forum on Wednesday, May 10, 2017 at The Harmonie Club in New York City.

  • Managed Funds Association Legal & Compliance Conference

    9 May 2017
    New York

    Partner Nathan Greene (New York-Investment Funds) participated in a roundtable discussion titled “Prepping for an SEC/NFA Exam” as part of the Managed Funds Association Legal & Compliance Conference at The Metropolitan Club in New York.

  • RCA’s Regulation Operations & Compliance Symposium

    23-25 April 2017
    Bermuda
    Partner Nathan Greene (New York-Investment Funds) participated on a panel titled “Targeting the Firm’s Code of Ethics – SEC Exam Staff’s Answer to Policing Fiduciaries” as part of the Regulatory Compliance Association’s Regulation Operations & Compliance Symposium.
  • The 28th Annual Globalization of Investment Funds Conference

    23-25 April 2017
    New York City
    Partner Nathan Greene (New York-Investment Funds) participated on a panel titled “Changing Environment for Distribution of Alternative Funds” as part of the 28th Annual Globalization of Investment Funds Conference sponsored by the International Bar Association’s Investment Funds Committee. This panel addressed asset-gathering opportunities for alternative funds, structuring opportunities for emerging markets, the role of AIFMD and liquid alternatives.
  • Chatham House Global Capital Markets Conference

    23 Mar 2017
    London
    Partner John Adams (London), head of the UK Investment Funds Group, spoke at the Chatham House Global Capital Markets Conference on Thursday, March 23 in London.
  • ICI Webinar on Liquidity Rule

    23 Feb 2017
    New York
    Partner Nathan Greene (New York-Investment Funds) participated as a panelist in an Investment Company Institute webinar entitled “Meeting the SEC’s New Regulatory Reporting Requirements” on February 23, 2017. The webinar provided an overview of the SEC’s liquidity risk management program rule and related reporting and disclosure requirements, including the new responsibilities imposed on fund boards.
  • Financial Technology Forum: Winter Workshop Program

    10 Feb 2017
    New York City

    Partner Nathan Greene (New York-Investment Funds) participated on a panel titled “Meeting the SEC’s New Regulatory Reporting Requirements” as part of the Institutional Investor’s Financial Technology Forum Winter Workshop Program.

  • RCA Webinar on New Form ADV Requirements

    24 Jan 2017
    New York

    Partner Nathan Greene (New York-Investment Funds) and counsel John D. Reiss (New York-Investment Funds) participated as panelists in a webinar entitled “Form ADV Amendments and Other Advisers Act Rulemaking: More Public Disclosures for Investment Advisers” alongside Lawrence Griffin, General Counsel and Chief Compliance Officer for Legal & General Investment Management America, Inc., and Mark Klein, General Counsel and Chief Compliance Officer of Marketfield Asset Management LLC. The webinar discussed the overhaul of the Securities and Exchange Commission’s Form ADV requirements, the new “umbrella registration rules” and the new public disclosures required for investment adviser SMA businesses.

  • HKVCA Asia Private Equity Forum 2017

    18 January 2017
    Hong Kong
    Partner Lorna Chen (Hong Kong-Asset Management), head of the asset management and investment funds practice in Asia, is moderated a panel discussion, “Fundraising and Investor Relations,” at the HKVCA Asia Private Equity Forum in Hong Kong. In addition to the outlook for 2017 fundraising marketing, Chen and the panelists addressed what kind of LPs an Asian GP should be looking for in the market, the reasons for using a placement agent, challenges Asian GPs face when dealing with LPs, as well as the function and value-add of an IR team.
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