Partner Adam Hakki (NY-LT) will participate in a webcast, “Regulatory Investigations—What You Should Know but Were Afraid to Ask,” on May 28 from noon to 1 p.m. Eastern Daylight Time.

Other panelists will include Kevin O’Connor, associate attorney general with the Department of Justice, and Rex Staples, general counsel for the North American Securities Administrators Association. The event will be chaired by Walter Zebrowski, CIO of Hedgemony Partners and chairman of the Regulatory Compliance Association, and moderated by Gary Stein, a partner with Schulte Roth & Zable.

The program, part one of a two-part series, will discuss how to identify and assess the character, nature and scope of each type of regulatory inquiry from securities investigators. Speakers will address the entire inquiry, investigation and enforcement process, including how to best address an inquiry, the stages of a regulatory investigation, and firms’ rights during the entire process. They will also discuss how firms should position themselves to minimize negative public relations.

For more information or to register, click here or call the RCA at (800) 306-6133.