Recently, FINRA adopted new Rule 5270 to address front running of block transactions, and to replace NASD IM-2110-3. The front-running prohibitions in Rule 5270 are significantly broader than current IM-2110-3. In this publication, we have provided a list of what we view as frequent questions relating to the new rule.View full memo, "FINRA Rule 5270 FAQs: Front Running of Block Transactions"
