September 22, 2014

SEC Compliance Manuals for NYSE and NASDAQ Listed Non-US Companies

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Our two compliance manuals—one for NYSE-listed non-US companies and one for NASDAQ-listed non-US companies—summarize the primary reporting obligations and other duties imposed by the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act of 2002 and other US securities laws upon a non-US company as an SEC registrant and upon its officers, directors and certain of its shareholders. They also summarize the reporting obligations and other duties that are imposed as a result of the company's listing on the New York Stock Exchange or NASDAQ Stock Market, Inc. In addition, these manuals provide guidance on recommended best practice for compliance with the various US securities and NYSE or NASDAQ regulations, as applicable, and links to relevant regulatory compliance tools.

View the SEC Compliance Manual for NYSE-Listed Non-US Companies

View the SEC Compliance Manual for NASDAQ-Listed Non-US Companies

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