Event July 25, 2023

Shearman & Sterling to Host Webinar on SEC Developments for Foreign Private Issuers

  • Webinar

Capital Markets partners Richard Alsop and Erika Kent and Compensation, Governance & ERISA partner Gillian Emmett Moldowan discussed recent and anticipated SEC developments impacting foreign private issuers (FPIs) in a one-hour webinar which took place on July 25, 2023.

View the webinar:

The panel shared key updates FPIs need to know when preparing SEC filings and reviewing governance policies, as well as best practices.

The discussion covered a variety of topics, including:

  • Dodd-Frank Clawback Rule;
  • Stock Buyback Disclosures;
  • Amended Rule 10b5-1; and
  • Proposed SEC rules related to cybersecurity, climate-related disclosures, and beneficial ownership reporting.