Shearman And Sterling

Event November 05 - 15, 2018

2018 Fall Thought Leadership Roundtable Series With Morgan Stanley: 10b5-1 Plan Current Practices

  • United States

In November, partner Stephen T. Giove and associate Arielle L. Katzman (both New York-Capital Markets) presented at a series of conferences organized in collaboration with Morgan Stanley on the latest developments and trends relating to the use of 10b5-1 plans and insider trading policies. The panels, which were held in New York City, Chicago and Boston, included a presentation of the results of surveys of current 10b5-1 plan practices recently conducted by Shearman & Sterling and Morgan Stanley.  Additionally, the sessions featured discussion of recent real-world examples of issues confronted by companies in these areas.

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