Shearman & Sterling LLP multinational law firm headquartered in New York City, United States.

Event Jan 19 - 20, 2017

PLI’s Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of US Law on EU Practice

  • London

Partner Rob Evans and of counsel Bob Mundheim (both New York-Capital Markets) spoke at PLI’s Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of US Law on EU Practice on January 19-20 in London. The two-day session focused on the challenges of post-crisis regulation, Brexit and the EU Market Abuse Regulation and the implications of these developments on market activity and practice for companies and financial institutions across Europe and the United States.

Evans and Mundheim spoke on the panel “Ethical Issues for the Transaction Lawyer in a Global Practice,” which covered:

  • Recent material developments in relevant ethics rules 
  • Ethics limitations on the seconded lawyer 
  • Conflicts of interest 
  • Who is the client or lawyer for the underwriting syndicate 
  • Reporting up