Shearman & Sterling LLP multinational law firm headquartered in New York City, United States.

Event May 11, 2017

Complying with FINRA's Rules & Regulations: Practical Tips for 2017

  • Webinar

Counsel Jennifer D. Morton (New York-Financial Institutions Advisory & Financial Regulatory) participated as a panelist in a webinar entitled “Complying with FINRA's Rules & Regulations: Practical Tips for 2017” on May 11, 2017, hosted by The Knowledge Group. The webinar provided an in-depth analysis of the fundamentals as well as recent developments involving the heightened rules and regulations under the Financial Industry Regulatory Authority (FINRA). Fellow panelists were Scott Andersen, Principal of Andersen P.C. and Lisa Roth, President of Monahan & Roth, LLC.