Partners Barney Reynolds and Thomas Donegan (both London-Financial Institutions Advisory & Financial Regulatory), Russell Sacks (New York-Financial Institutions Advisory & Financial Regulatory) and Nathan Greene (New York–Investment Funds) hosted a webinar on MiFID II – SEC and EC Relief on Inducements and Research on November 1. The webinar followed the simultaneous publication by the Securities Exchange Commission and European Commission of new Q&As and exemptive reliefs concerning the new MiFID II framework for inducements. It included a discussion on the meaning and effects of these developments, as well as open questions on this important issue.
You can watch the webinar here.
Please note that when you click on the link you may need to complete the registration form to watch the webinar.