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Event Apr 19, 2018

Financial Markets Association’s 2018 Securities Compliance Seminar

  • Charlotte, NC

Of Counsel Buddy Donohue (New York-Investment Funds) has been invited to speak on a panel titled “OCIE / SEC Enforcement Hot Topics for Advisers” at the Financial Markets Association’s 2018 Securities Compliance Seminar on April 19, 2018 in Charlotte, NC.

To register for this conference, click here