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Dec 19, 2012

CFTC Defers Compliance Dates for Business Conduct and Documentation Requirements until Mid-2013

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In the face of a looming deadline and industry pressure, the Commodity Futures Trading Commission (the “Commission”) approved interim final rules deferring until May or July of 2013, depending on the requirement, the compliance date for key business conduct, reporting, recordkeeping, and documentation requirements for swaps under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”).

View full memo, "CFTC Defers Compliance Dates for Business Conduct and Documentation Requirements until Mid-2013"

Authors and Contributors

Azam Aziz

Partner

Derivatives & Structured Products

+1 212 848 8154

+1 212 848 8154

New York

Geoffrey Goldman

Partner

Derivatives & Structured Products

+1 212 848 4867

+1 212 848 4867

New York

Donna Parisi

Partner

Derivatives & Structured Products

+1 212 848 7367

+1 212 848 7367

New York

Bradley K. Sabel

Of Counsel

Financial Institutions Advisory & Financial Regulatory

+1 212 848 8410

+1 212 848 8410

New York

Russell Sacks

Partner

Financial Institutions Advisory & Financial Regulatory

+1 212 848 7585

+1 212 848 7585

New York