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Apr 03, 2013

New UK Financial Services Regulators Established and New Rulebooks Come into Effect

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On 1 April 2013, the division of the UK Financial Services Authority (FSA)'s regulatory functions took effect. The relevant regulators and institutions are now the Financial Conduct Authority (FCA), Prudential Regulatory Authority (PRA), Bank of England and Financial Policy Committee (FPC). The FCA and PRA have new handbooks. Firms should consider the impact of these changes on their disclosure documents and agreements.

View full memo, "New UK Financial Services Regulators Established and New Rulebooks Come into Effect"

Authors and Contributors

Barnabas Reynolds

Partner

Financial Institutions Advisory & Financial Regulatory

+44 20 7655 5528

+44 20 7655 5528

London

Thomas Donegan

Partner

Financial Institutions Advisory & Financial Regulatory

+44 20 7655 5566

+44 20 7655 5566

London

Ellerina Teo

Senior Associate

Financial Institutions Advisory & Financial Regulatory

+44 20 7655 5070

+44 20 7655 5070

London