April 04, 2013

New UK Financial Services Regulators Established and New Rulebooks Come into Effect

配信申込

ジャンプリンクテキスト

 
On 1 April 2013, the division of the UK Financial Services Authority (FSA)'s regulatory functions took effect. The relevant regulators and institutions are now the Financial Conduct Authority (FCA), Prudential Regulatory Authority (PRA), Bank of England and Financial Policy Committee (FPC). The FCA and PRA have new handbooks. Firms should consider the impact of these changes on their disclosure documents and agreements.

View full memo, "New UK Financial Services Regulators Established and New Rulebooks Come into Effect"

コンタクト

Barnabas Reynolds

パートナー

金融機関アドバイザリー・金融レギュレーション

+44 20 7655 5528

+44 20 7655 5528

ロンドン

Thomas Donegan

パートナー

金融機関アドバイザリー・金融レギュレーション

+44 20 7655 5566

+44 20 7655 5566

ロンドン