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Apr 24, 2015

New Capital Raising Alternatives for Non-SEC Reporting Companies: Regulation A+

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Non-SEC Reporting U.S. and Canadian companies may now raise up to $50 million in a 12-month period under an expanded exemption from the registration requirements of the Securities Act of 1933 (the “Securities Act”) under amendments to Regulation A; often referred to as Regulation A+.  The final Regulation A+ rules were published in the Federal Register earlier this week and will become effective on June 19, 2015.

View memo, New Capital Raising Alternatives for Non-SEC Reporting Companies: Regulation A+

Authors and Contributors

Charles Gittleman

Of Counsel

Financial Institutions Advisory & Financial Regulatory

+1 212 848 7317

+1 212 848 7317

New York

Jonathan (JD) DeSantis

Partner

Capital Markets

+1 212 848 5085

+1 212 848 5085

New York

Merritt Johnson

Partner

Capital Markets

+1 212 848 7522

+1 212 848 7522

New York

Manuel A. Orillac

Partner

Capital Markets

+1 713 354 4886

+1 713 354 4886

Houston

Stephen T. Giove

Partner

Capital Markets

+1 212 848 7325

+1 212 848 7325

New York

Lisa Jacobs

Partner

Capital Markets

+1 212 848 7678

+1 212 848 7678

New York

David Beveridge

Partner

Capital Markets

+1 212 848 7711

+1 212 848 7711

New York

Stuart K. Fleischmann

Partner

Capital Markets

+1 212 848 7527

+1 212 848 7527

New York

Jason Lehner

Partner

Capital Markets

+1 416 360 2974

+1 416 360 2974

+1 212 848 7974

+1 212 848 7974

Toronto

Antonia E. Stolper

Partner

Capital Markets

+1 212 848 5009

+1 212 848 5009

New York

Christopher Forrester

Partner

Capital Markets

+1 650 838 3772

+1 650 838 3772

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