Shearman And Sterling

balance scale

April 24, 2015

New Capital Raising Alternatives for Non-SEC Reporting Companies: Regulation A+

Subscribe

Jump to...

 
Non-SEC Reporting U.S. and Canadian companies may now raise up to $50 million in a 12-month period under an expanded exemption from the registration requirements of the Securities Act of 1933 (the “Securities Act”) under amendments to Regulation A; often referred to as Regulation A+.  The final Regulation A+ rules were published in the Federal Register earlier this week and will become effective on June 19, 2015.

View memo, New Capital Raising Alternatives for Non-SEC Reporting Companies: Regulation A+

Authors and Contributors

Charles Gittleman

Of Counsel

Financial Institutions Advisory & Financial Regulatory

+1 212 848 7317

+1 212 848 7317

New York

Manuel A. Orillac

Partner

Capital Markets

+1 212 848 5351

+1 212 848 5351

New York

David Beveridge

Partner

Capital Markets

+1 212 848 7711

+1 212 848 7711

New York

Jason Lehner

Partner

Capital Markets

+1 416 360 2974

+1 416 360 2974

+1 212 848 7974

+1 212 848 7974

Toronto

Antonia E. Stolper

Of Counsel

Capital Markets

+1 212 848 5009

+1 212 848 5009

New York

Christopher Forrester

Partner

Capital Markets

+1 650 838 3772

+1 650 838 3772

Menlo Park