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May 05, 2015

Extraterritoriality: SEC Proposes Cross-Border Security-Based Swap Rules Regarding US-Based Activity

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On April 29, 2015, the Securities and Exchange Commission (“SEC”) proposed rules that would apply certain aspects of its security-based swap regulations (when they become effective) to transactions involving non-US parties that are arranged or executed using US personnel or agents.

View full memo, Extraterritoriality: SEC Proposes Cross-Border Security-Based Swap Rules Regarding US-Based Activity

Authors and Contributors

Barnabas Reynolds

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Thomas Donegan

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Kolja Stehl

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Russell Sacks

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Donna Parisi

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Bradley K. Sabel

Of Counsel

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Reena Agrawal Sahni

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