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Nov 02, 2016

SEC Proposes Enhanced Regulatory Framework for Covered Clearing Agencies

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On September 28, 2016, the Securities and Exchange Commission (SEC) voted to establish enhanced standards for the operation and governance of securities clearing agencies that are deemed systemically important by the Financial Stability Oversight Council or that are involved in complex transactions, such as security-based swaps.

View full memo, SEC Proposes Enhanced Regulatory Framework for Covered Clearing Agencies

Authors and Contributors

Donna Parisi

Partner

Derivatives & Structured Products

+1 212 848 7367

+1 212 848 7367

New York

Geoffrey Goldman

Partner

Derivatives & Structured Products

+1 212 848 4867

+1 212 848 4867

New York

Azam Aziz

Partner

Derivatives & Structured Products

+1 212 848 8154

+1 212 848 8154

New York