Sprung Link Text
On November 10, 2016, the Commodity Futures Trading Commission (CFTC) announced its unanimous approval of a final rule amending CFTC Regulation 3.3 to provide for a 90-day window after the end of an institution's fiscal year for the filing of chief compliance officer annual reports.
View full memo, CFTC Approves Rule Amending Chief Compliance Officer Annual Report Timing
Praxisgruppen