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Jul 18, 2019

Jay Baris and Russell Sacks Author Article on Regulation Best Interest in LexisNexis

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Partners Jay Baris (New York-Investment Funds) and Russell Sacks (New York-Financial Institutions Advisory & Financial Regulatory) wrote an article for LexisNexis titled “Regulation Best Interest: First Analysis.” The article discusses the background and next steps around Regulation Best Interest (BI) that were recently adopted by the SEC to improve investor protection.

Read “Regulation Best Interest: First Analysis.”

Authors and Contributors

Jay G. Baris

Partner

Investment Funds

+1 212 848 4100

+1 212 848 4100

New York

Russell Sacks

Partner

Financial Institutions Advisory & Financial Regulatory

+1 212 848 7585

+1 212 848 7585

New York