Shearman & Sterling LLP multinational law firm headquartered in New York City, United States.

Jun 11, 2020

Financial Services Regulation Series — Re-Opening and Extended Remote Work: Considerations for Banks and Broker-Dealers

配信申込

ジャンプリンクテキスト

 
JUN 11, 2020 

RE-OPENING AND EXTENDED REMOTE WORK: CONSIDERATIONS FOR BANKS AND BROKER-DEALERS 

 Webcast

Partners Gillian Emmet Moldowan (New York-Compensation, Governance & ERISA), Reena Agrawal Sahni (New York-Financial Institutions Advisory & Financial Regulatory), Russell Sacks (New York-Financial Institutions Advisory & Financial Regulatory), and associate Steven Blau (New York-Financial Institutions Advisory & Financial Regulatory) hosted a webinar discussion, Re-Opening and Extended Remote Work: Considerations for Banks and Broker-Dealers, covering the following topics:

  • Key considerations for designing a return-to-office plan, including forming a planning team, preparing the workplace physically, compliance with OSHA, EEOC, and CDC guidance, and discussion of liability risks and mitigation strategies.
  • Bank regulatory considerations related to remote work, including supervision, cybersecurity concerns, confidentiality considerations, and state and federal guidance and best practices.
  • Broker-dealer regulatory considerations relating to extended remote work, including state registration considerations, books-and-records considerations of videoconferences, and FINRA guidance on cybersecurity and supervisory best practices.

View the “Re-Opening and Extended Remote Work: Considerations for Banks and Broker-Dealers” presentation slides.

 

If you have any questions regarding the materials, please do not hesitate to contact the presenters. For further information regarding the re-opening portion of the webinar, please consult our publication, “Key Considerations in Designing a Return to Work Plan.”

This webinar was the first in the webinar series Financial Services Regulation During a Disruption – Current Issues and Looking Ahead. The next webinar in the series takes place on Thursday, June 18, Current Developments in AML and Sanctions.

著者等

Gillian Emmett Moldowan

パートナー

報酬・ガバナンス・従業員退職所得保証法(ERISA)

+1 212 848 5356

+1 212 848 5356

ニューヨーク

Reena Agrawal Sahni

パートナー

金融機関助言・金融規制

+1 212 848 7324

+1 212 848 7324

ニューヨーク

Russell Sacks

パートナー

金融機関助言・金融規制

+1 212 848 7585

+1 212 848 7585

ニューヨーク

Steven Blau

アソシエイト

金融機関助言・金融規制

+1 212 848 8534

+1 212 848 8534

+1 416 360 2154

+1 416 360 2154

ニューヨーク