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Feb 04, 2015

CFTC Staff Issues Time-Limited No-Action Relief Under Regulation 1.35(a)

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On December 16, 2014, the Commodity Futures Trading Commission (CFTC) issued Staff Letter 14-147, a no-action letter extending and expanding on previously issued relief in CFTC Staff Letter 14-60, providing relief from oral recordkeeping requirements for commodity trading advisers under CFTC Regulation 1.35(a).

View full article, CFTC Staff Issues Time-Limited No-Action Relief Under Regulation 1.35(a)

Authors and Contributors

Donna Parisi

Partner

Derivatives & Structured Products

+1 212 848 7367

+1 212 848 7367

New York

Geoffrey Goldman

Partner

Derivatives & Structured Products

+1 212 848 4867

+1 212 848 4867

New York

Azam Aziz

Partner

Derivatives & Structured Products

+1 212 848 8154

+1 212 848 8154

New York