July 13, 2016

SEC Adopts Final Rule Regarding Trade Acknowledgements

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On June 8, 2016, the US Securities and Exchange Commission adopted a final rule requiring security-based swap dealers and major security-based swap participants to provide trade acknowledgements for security-based swap transactions.

View full memo, SEC Adopts Final Rule Regarding Trade Acknowledgements

Authors and Contributors

Donna Parisi

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Geoffrey Goldman

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Azam Aziz

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