Oct 02, 2015

Significant SEC Rulemaking to Address Liquidity of Mutual Fund Portfolios

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On September 22, 2015, a unanimous U.S. Securities and Exchange Commission proposed far-reaching rule reforms intended to address liquidity risks in the mutual fund industry. The agency’s preamble indicates it was prompted by a number of factors: increasing complexity of fund portfolios, the continued rise of mutual funds and ETFs as vehicles for retail participation in the markets, and the simple passage of time since the SEC last addressed these topics.

View full memo, Significant SEC Rulemaking to Address Liquidity of Mutual Fund Portfolios

Autoren und Mitwirkende

John Adams

Partner

Investment Funds

+44 20 7655 5740

+44 20 7655 5740

London

Lorna Xin Chen

Partner

Investment Funds

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+852 2978 8001

Hong Kong

John (Sean) Finley

Partner

Investment Funds

+1 212 848 4346

+1 212 848 4346

New York

Thomas Majewski

Counsel

Investment Funds

+1 212 848 7182

+1 212 848 7182

New York

Russell Sacks

Partner

Financial Institutions Advisory & Financial Regulatory

+1 212 848 7585

+1 212 848 7585

New York

Paul Schreiber

Of Counsel

Investment Funds

+1 212 848 8920

+1 212 848 8920

New York

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