Event January 24, 2017

RCA Webinar on New Form ADV Requirements

  • New York

Counsel John D. Reiss (New York-Investment Funds) participated as panelists in a webinar entitled “Form ADV Amendments and Other Advisers Act Rulemaking: More Public Disclosures for Investment Advisers” alongside Lawrence Griffin, General Counsel and Chief Compliance Officer for Legal & General Investment Management America, Inc., and Mark Klein, General Counsel and Chief Compliance Officer of Marketfield Asset Management LLC. The webinar discussed the overhaul of the Securities and Exchange Commission’s Form ADV requirements, the new “umbrella registration rules” and the new public disclosures required for investment adviser SMA businesses.